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Transactions d’initiés

Devise en USD
Achat d’initiés au cours des 6 derniers moisTitresTrans.
Achats00
VentesS.O.0
Titres nets achetés (vendus)00
Total des titres d’initiés détenus8,79MS.O.
% des titres nets acquis (vendus)S.O.S.O.
Achats institutionnels nets à partir du trimestre précédent jusqu’au dernier trimestreTitres
Titres nets achetés (vendus)S.O.
% de variation dans les titres institutionnels détenusS.O.

Transactions d’initiés rapportées - Deux dernières années

InitiéTransactionTypeValeurDateTitres

KNAUSS ROBERT L
Director

Purchase at price 1.48 per share.Direct1 48014 juil. 20231 000

DES PALLIERES BERTRAND
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.40 per share.Indirect4 426 22229 sept. 20211 844 259

ATKINSON FRASER
Director

Purchase at price 1.89 - 1.90 per share.Direct45 75629 avr. 202124 202

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.17 per share.Indirect3 776 78816 juil. 20203 228 024

HARDY JOHN A
Chief Executive Officer

Purchase at price 1.17 per share.Indirect3 776 78816 juil. 20203 228 024

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.17 per share.Indirect3 776 78816 juil. 20203 228 024

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.17 per share.Direct3 776 78816 juil. 20203 228 024

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.62 per share.Indirect985 46212 août 2019608 310

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.62 per share.Indirect985 46212 août 2019608 310

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.62 per share.Direct985 46212 août 2019608 310

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Indirect1 034 12729 juil. 2019608 310

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Indirect1 034 12729 juil. 2019608 310

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Direct1 034 12729 juil. 2019608 310

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Indirect2 068 25424 juil. 20191 216 620

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Indirect2 068 25424 juil. 20191 216 620

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 1.70 per share.Direct2 068 25424 juil. 20191 216 620

BERGNER RICHARD F
Director

Stock Award(Grant) at price 2.40 per share.Direct46 80021 mars 201719 500

KNAUSS ROBERT L
Director

Purchase at price 2.40 per share.Direct50 40017 mars 201721 000

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Direct36 00017 mars 201715 000

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.50 per share.Indirect21 42003 mars 201614 280

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.50 - 1.55 per share.Direct51 61621 janv. 201633 577

KNAUSS ROBERT L
Director

Purchase at price 1.54 - 1.55 per share.Direct30 92625 nov. 201520 000

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.50 per share.Direct63 42625 nov. 201542 284

KNAUSS ROBERT L
Director

Purchase at price 1.51 - 1.52 per share.Direct16 65220 nov. 201511 000

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.45 - 1.50 per share.Direct42 77520 nov. 201528 638

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.45 - 1.50 per share.Direct42 77520 nov. 201528 638

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.50 per share.Direct63 42620 nov. 201542 284

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.45 per share.Indirect2 376 71312 juin 2014970 087

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.45 per share.Indirect2 376 71312 juin 2014970 087

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.45 per share.Direct2 376 71312 juin 2014970 087

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Indirect2 040 00003 juin 2014850 000

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Indirect2 040 00003 juin 2014850 000

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Direct2 040 00003 juin 2014850 000

TOKARZ MICHAEL T
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Indirect1 230 13721 mai 2014512 557

TOKARZ GROUP ADVISERS L L C
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Indirect1 230 13721 mai 2014512 557

MVC CAPITAL INC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.40 per share.Direct1 230 13721 mai 2014512 557

KNAUSS ROBERT L
Director

Purchase at price 1.88 per share.Direct18 80007 avr. 201410 000

DES PALLIERES BERTRAND
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 1.89 per share.Indirect1 900 65231 juil. 20131 005 636

DES PALLIERES BERTRAND
Director

Purchase at price 1.89 per share.Indirect5 80423 juil. 20133 066

DES PALLIERES BERTRAND
Director

Purchase at price 2.65 per share.Indirect2 610 69120 déc. 2012986 842

MOBIQUITY INVESTMENTS, LTD .
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.05 per share.Direct14 60606 déc. 20117 125

ATKINSON FRASER
Director

Purchase at price 2.12 - 2.20 per share.Direct64916 sept. 2011305

ATKINSON FRASER
Director

Purchase at price 2.12 per share.Direct3 35815 sept. 20111 584

BENEDETTI ALESSANDRO
Officer and Director

Purchase at price 2.21 per share.Indirect884 00002 sept. 2011400 000

KNAUSS ROBERT L
Director

Purchase at price 2.26 - 2.39 per share.Direct46 45117 août 201120 000

MOBIQUITY INVESTMENTS, LTD .
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.37 - 2.39 per share.Direct14 43220 déc. 20106 060

MOBIQUITY INVESTMENTS, LTD .
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.25 per share.Direct16 87716 déc. 20107 501

DES PALLIERES BERTRAND
Director

Purchase at price 2.25 per share.Direct22515 déc. 2010100

MOBIQUITY INVESTMENTS, LTD .
Director and Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.24 - 2.25 per share.Indirect5 35215 déc. 20102 382

MOBIQUITY INVESTMENTS, LTD .
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 2.15 - 2.20 per share.Indirect201 81713 déc. 201092 172

MOBIQUITY INVESTMENTS, LTD .
Unknown

Purchase at price 2.10 per share.Direct23 60206 déc. 201011 239

MOBIQUITY INVESTMENTS, LTD .
Unknown

Purchase at price 2.08 - 2.10 per share.Direct9 60003 déc. 20104 577

MOBIQUITY INVESTMENTS, LTD .
Unknown

Purchase at price 2.03 per share.Direct34 50524 nov. 201017 000

DES PALLIERES BERTRAND
Director

Purchase at price 2.09 - 2.23 per share.Direct127 20222 nov. 201060 269

FLANAGAN GREGORY J
Director

Sale at price 2.69 - 2.71 per share.Direct6 48907 juin 20102 400

FLANAGAN GREGORY J
Director

Sale at price 2.73 - 3.01 per share.Direct20 20103 juin 20107 100

DENOS KENNETH IAN
Director

Purchase at price 3.01 per share.Direct89 55115 avr. 201029 751

DENOS KENNETH IAN
Director

Purchase at price 3.01 per share.Direct47 42015 avr. 201015 754

FLANAGAN GREGORY J
Director

Sale at price 3.01 per share.Direct7 52513 avr. 20102 500

FLANAGAN GREGORY J
Director

Sale at price 2.98 - 3.01 per share.Direct14 98209 avr. 20105 000

DENOS KENNETH IAN
Director

Sale at price 3.26 per share.Indirect671 19805 oct. 2009205 889

MOORE CLAYTON & CO INC
Unknown

Sale at price 3.26 per share.Indirect671 19805 oct. 2009205 889

FLANAGAN GREGORY J
Chief Executive Officer

Purchase at price 3.25 per share.Direct1 30001 sept. 2009400

KNAUSS ROBERT L
Director

Purchase at price 3.29 per share.Direct9 86428 août 20093 000

FLANAGAN GREGORY J
Director

Purchase at price 3.25 per share.Direct5 20027 août 20091 600

FLANAGAN GREGORY J
Chief Executive Officer

Purchase at price 3.25 per share.Direct5 20027 août 20091 600

MOORE ANTHONY ROGER
Beneficial Owner of more than 10% of a Class of Security

Sale at price 3.35 per share.Indirect1 781 12803 août 2009531 680

DENOS KENNETH IAN
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 3.35 per share.Indirect1 781 12803 août 2009531 680

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 3.35 per share.Indirect1 781 12803 août 2009531 680

CLAYTON SHARON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 3.35 per share.Indirect1 781 12803 août 2009531 680

MOORE ANTHONY ROGER
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

MOORE ANTHONY ROGER
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

MOORE ANTHONY ROGER
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

DENOS KENNETH IAN
Chief Executive Officer

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

DENOS KENNETH IAN
Chief Executive Officer

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

CLAYTON SHARON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

CLAYTON SHARON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

CLAYTON SHARON
Beneficial Owner of more than 10% of a Class of Security

Sale at price 2.24 per share.Indirect49 37424 avr. 200922 042

KNAUSS ROBERT L
Director

Purchase at price 2.56 per share.Direct5 12006 avr. 20092 000

KNAUSS ROBERT L
Director

Purchase at price 2.56 per share.Direct5 12006 avr. 20092 000

KNAUSS ROBERT L
Director

Purchase at price 4.20 per share.Direct8 40021 nov. 20082 000

FLANAGAN GREGORY J
Director

Purchase at price 4.29 - 4.50 per share.Direct10 10320 nov. 20082 300

MOORE ANTHONY ROGER
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.11 per share.Indirect3 014 35601 août 2008423 960

DENOS KENNETH IAN
Chief Executive Officer

Sale at price 7.11 per share.Indirect3 014 35601 août 2008423 960

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.11 per share.Indirect3 014 35601 août 2008423 960

CLAYTON SHARON
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.11 per share.Indirect3 014 35601 août 2008423 960

DOUGLASS SAM P
Chief Executive Officer

Purchase at price 6.93 - 7.00 per share.Indirect46 49008 avr. 20086 675

DOUGLASS PAULA TERRY
Officer

Purchase at price 6.93 - 7.00 per share.Indirect46 49008 avr. 20086 675

DOUGLASS SAM P
Chief Executive Officer

Purchase at price 6.75 - 6.92 per share.Indirect12 23704 avr. 20081 800

DOUGLASS PAULA TERRY
Officer

Purchase at price 6.75 - 6.92 per share.Indirect12 23704 avr. 20081 800

DOUGLASS SAM P
Chief Executive Officer

Purchase at price 6.00 - 6.54 per share.Indirect227 53528 nov. 200735 900

FLANAGAN GREGORY J
Director

Purchase at price 6.10 per share.Direct18 30027 nov. 20073 000

MOORE ANTHONY ROGER
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 6.67 per share.Indirect1 266 35427 sept. 2007189 716

MOORE ANTHONY ROGER
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.74 per share.Indirect1 468 40227 sept. 2007189 716

DENOS KENNETH IAN
Chief Executive Officer

Sale at price 6.67 per share.Indirect1 266 35427 sept. 2007189 716

DENOS KENNETH IAN
Chief Executive Officer

Sale at price 7.74 per share.Indirect1 468 40227 sept. 2007189 716

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 6.67 per share.Direct1 266 35427 sept. 2007189 716

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.74 per share.Indirect1 468 40227 sept. 2007189 716

CLAYTON SHARON
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 6.67 per share.Indirect1 266 35427 sept. 2007189 716

CLAYTON SHARON
Director and Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.74 per share.Indirect1 468 40227 sept. 2007189 716

FEINSILVER ALAN DAVID
Director

Sale at price 8.80 - 8.85 per share.Direct61 31123 mai 20076 955

FLANAGAN GREGORY J
Director

Purchase at price 7.20 per share.Direct19 67817 août 20062 733

FLANAGAN GREGORY J
Director

Sale at price 7.15 per share.Indirect9 21617 août 20061 289

TUGGLE FRANCIS D
Director

Purchase at price 7.43 per share.Direct59418 mai 200680

MOORE ANTHONY ROGER
Director

Purchase at price 7.08 per share.Indirect2 230 20023 févr. 2006315 000

CLAYTON SHARON
Director

Purchase at price 7.08 per share.Indirect2 230 20023 févr. 2006315 000

MCC EUROPE LTD
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 7.08 per share.Direct2 230 20023 févr. 2006315 000

MOORE ANTHONY ROGER
President

Purchase at price 9.90 per share.Indirect6 600 95430 déc. 2005666 763

MOORE CLAYTON & CO INC
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 9.90 per share.Indirect6 600 95430 déc. 2005666 763

CLAYTON SHARON
Director

Purchase at price 9.90 per share.Indirect6 600 95430 déc. 2005666 763

MCC EUROPE LTD
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 9.90 per share.Direct6 600 95430 déc. 2005666 763

BOYD CHARLES M
Director

Purchase at price 9.30 per share.Direct7 44001 déc. 2005800

WALSH JAMES M
Director

Purchase at price 9.25 - 9.28 per share.Direct9 26516 nov. 20051 000

WALSH JAMES M
Director

Purchase at price 8.62 - 8.70 per share.Direct8 66023 août 20051 000

KNAUSS ROBERT L
Director

Purchase at price 8.70 per share.Direct8 70022 août 20051 000

WILLIAMS EDWARD E
Director

Sale at price 8.38 per share.Direct55 30830 juin 20056 600

WILLIAMS EDWARD E
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct50 49030 juin 20056 600

PETERSEN GARY R
Director

Sale at price 8.38 per share.Direct55 30830 juin 20056 600

PETERSEN GARY R
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct50 49030 juin 20056 600

LEHMANN NOLAN
President

Sale at price 8.38 per share.Direct1 698 62630 juin 2005202 700

LEHMANN NOLAN
President

Conversion of Exercise of derivative security at price 7.69 per share.Direct1 558 76330 juin 2005202 700

DOUGLASS SAM P
Chief Executive Officer

Sale at price 8.38 per share.Direct1 991 08830 juin 2005237 600

DOUGLASS SAM P
Chief Executive Officer

Conversion of Exercise of derivative security at price 7.69 per share.Direct1 827 14430 juin 2005237 600

STORMS JOHN W
Director

Sale at price 8.38 per share.Direct55 30830 juin 20056 600

STORMS JOHN W
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct50 49030 juin 20056 600

TUGGLE FRANCIS D
Director

Sale at price 8.38 per share.Direct53 63230 juin 20056 400

TUGGLE FRANCIS D
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct49 00430 juin 20056 400

NICODEMUS HARRY O IV
Chief Financial Officer

Sale at price 8.38 per share.Direct1 173 20030 juin 2005140 000

NICODEMUS HARRY O IV
Chief Financial Officer

Conversion of Exercise of derivative security at price 7.69 - 7.85 per share.Direct1 083 00030 juin 2005140 000

FORBES GARY L
Officer

Sale at price 8.38 per share.Direct1 659 24030 juin 2005198 000

FORBES GARY L
Officer

Conversion of Exercise of derivative security at price 7.69 per share.Direct1 522 62030 juin 2005198 000

FLANAGAN GREGORY J
Director

Sale at price 8.38 per share.Direct55 30830 juin 20056 600

FLANAGAN GREGORY J
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct50 49030 juin 20056 600

KNAUSS ROBERT L
Director

Sale at price 8.38 per share.Direct55 30830 juin 20056 600

KNAUSS ROBERT L
Director

Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.Direct50 49030 juin 20056 600

ORVIETO BRAD
Director

Sale at price 8.38 per share.Direct18 43630 juin 20052 200

ORVIETO BRAD
Director

Conversion of Exercise of derivative security at price 7.72 per share.Direct16 98430 juin 20052 200

WALTERS JAMES PHILIP
Officer

Sale at price 8.38 per share.Direct419 00030 juin 200550 000

WALTERS JAMES PHILIP
Officer

Conversion of Exercise of derivative security at price 7.69 per share.Direct384 50030 juin 200550 000

LEHMANN NOLAN
President

Conversion of Exercise of derivative security at price 7.69 per share.Direct96 12502 déc. 200412 500

DOUGLASS SAM P
Chief Executive Officer

Sale at price 7.92 per share.Direct1 79822 déc. 2003227

TUGGLE FRANCIS D
Director

Conversion of Exercise of derivative security at price 7.43 per share.Direct1 48610 déc. 2003200

LEHMANN NOLAN
President

Conversion of Exercise of derivative security at price 7.69 per share.Direct96 12524 nov. 200312 500

ORVIETO BRAD
Director

Purchase at price 8.80 - 8.90 per share.Direct8 89002 sept. 20031 000

TUGGLE FRANCIS D
Director

Purchase at price 8.60 per share.Direct86026 août 2003100

TUGGLE FRANCIS D
Director

Purchase at price 7.97 per share.Direct79730 mai 2003100

FLANAGAN GREGORY J
Director

Purchase at price 7.51 per share.Direct1 50223 mai 2003200